BLG London partner James Humphrey-Evans recently spoke at a market data conference held in Munich, Germany, for financial institutions in Germany, Switzerland and Austria. James regularly advises European financial firms on market data agreements and associated regulatory issues, including the EU Benchmark Regulation. James can be contacted at email@example.com.
SEC proposed rules: Outsourcing by Investment Advisers
The SEC has proposed new rules for registered Investment Advisers that would require