James Humphrey-Evans, a partner based in London, was moderator for a panel discussion at The European Buy-Side Technology Summit on May 19, 2015. The panel members included Konstantinos Botopoulos, a member of the management board of the European Securities and Markets Authority (ESMA). The discussion focused on regulatory challenges facing buy-side firms and the additional requirements for reporting and trade transparency.
Key Takeaways from the ICO’s Draft Guidance on Monitoring at Work
The Information Commissioner’s Office (ICO) is currently in the process of developing new