BLG founding partner Larry Bortstein spoke at KPMG’s 2nd Annual “Third-party Risk Management Oversight Program for Financial Services Executives” conference on February 12, 2015. The event was a day-long exploration of vendor risk management strategies and best practices in the wake of new regulatory requirements issued by the Office of the Comptroller of the Currency and the Board of Governors of the Federal Reserve System. Mr. Bortstein spoke on the topic of “Contracting Leading Practices.”
SEC proposed rules: Outsourcing by Investment Advisers
The SEC has proposed new rules for registered Investment Advisers that would require